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Notices

 BSE Arbitration
Notices
Notice no :   20110223-26 Notice date :   Wednesday, February 23, 2011
Category :   Others
Segment :   General
Subject :   Arbitration Mechanism in Stock Exchanges- Applicability of the provisions of the Limitation Act, 1963.
 
Content
 
Sub : Arbitration Mechanism in Stock Exchanges- Applicability of the provisions of the Limitation Act, 1963.

In continuation of the BSE’s Notice No. 20100826-24 dated 26th August, 2010, Trading Members of the Exchange are requested to note SEBI’s Circular No. CIR/MRD/DSA/2/2011 dated 9th February, 2011 on Arbitration Mechanism in Stock Exchanges (A copy enclosed as Annexure I); the contents of which are self explanatory.

The Trading members of BSE are requested to display SEBI’s aforesaid Circular No. CIR/MRD/DSA/2/2011 dated 9th February, 2011 on their respective websites.

For any clarification, Trading Members may please contact the following officials of Department of Investor Services:
Mr. Hemant Dharap, AGM (022-22728204)
Mr. Bharat Dave, DM. (022-22728150)
Mr. Vivaswan Khanna, AM (022-22728310)
   
   
   
   
   
   
Gopalkrishnan Iyer   Hemant Dharap
GM   AGM
Department of Investor Services
Encl : a/a
 
Date : 23rd February, 2011
 
 
The Attachment files
Annexure-1.PDF
 
Certain scanned images /attachments may not be clear due to poor quality of documents received. Please contact the Exchange for any further clarifications.
THIS IS A COMPUTER GENERATED NOTICE AND DOES NOT REQUIRE SIGNATURE
 
 
 NSE Arbitration
 
 
NSE Arbitration contents will comes here...
 
 
 
Attention Investors
Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors"   |  "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."   |   “KYC is one time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker,DP, Mutual Fund ect.) you need not undergo the same process again when you approach another intermediary.”   |   Dispatch of physical statement may be discontinued from next year if the account continues to remain zero balance and nil transactions during the year.
Attention Investors
“Revised guidelines on margin collection ==> 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. | 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. | 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. | 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors”
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